The Commission on the approval letter sainty ship 4 cases of illegal administrative punishment solid converter

The Commission on the approval letter sainty ship 4 cases of illegal administrative punishment national investment contest: Irving King peep catch demon shares of Sina Financial App: Live on-line blogger to tutor the Commission spokesman Deng Ge said in October 28th, recently, the Commission shall be on the 4 case of an administrative penalty, including 3 cases of information the disclosure of illegal case, 1 cases of insider trading case. 3 cases of illegal information disclosure in the case of a Limited by Share Ltd (hereinafter referred to as Jiangsu sainty ship sainty ship) and Nantong Ming De Heavy Industry Co. Ltd. (hereinafter referred to as Mingde) during the existence of the relationship between in 2013 and August 2014, sainty ship Xiang Ming de heavy ship procurement, purchase ship costs accounted for 7.08% of operating costs when the ship sainty, 17.62%. Sainty ship fails to timely disclosure of the related transactions. At the same time, sainty ship Xiang Ming de heavy industries to provide loans, but not accrued interest receivable, but by other means of recovery of interest, leading to the existence of inflated income, inflated costs, inflated financial costs, inflated profits in 2013 and 2014 annual report. In violation of the "Securities Law" behavior sainty ship sixty-third and sixty-sixth shall, on the basis of the "Securities Law" article 193rd, article 233rd and "securities shichangjinru regulations" (Commission Order No. thirty-third) article third (1), fifth, I decided to order the ship sainty correct, given a warning, and impose a fine of 600 thousand yuan; to give a warning to the directly responsible person in charge of Wang Junmin and Cao Chunhua, were fined 300 thousand yuan, respectively, 5 years and take lifelong securities shichangjinru measures; to give a warning to the 10 other responsible persons, and were fined 30 thousand yuan to 200 thousand yuan fine ranging. The two is He Wei, high light as a concerted action, the 11 securities account in September 5, 2014 to start buying the Milky Way Tibet science and technology development Limited by Share Ltd (hereinafter referred to as Tibet) stock, as of October 29, 2014, total holdings of 13193690 shares, the shareholding ratio of 5.002% of the total share capital for the development of Tibet, after the trading of the shares. As of March 17, 2015, He Wei, the proportion of high light has repeatedly reached 5% of the total share capital of Tibet development, but did not fulfill the reporting, notification and information disclosure obligations in accordance with the relevant provisions. He Wei and Gao Guang of the above acts in violation of the Securities Act eighty-sixth provisions, in accordance with the securities law, the provisions of the Shandong securities regulatory bureau decided to give warning to He Wei, Gao Guang, and were fined 300 thousand yuan. The three is Xu Yidan, Wu Zheqing, Wu Mujun, Wu Wei, Shenzhen, when the German Investment Company Limited (hereinafter referred to as Shenzhen to Germany) as a concerted action, the 11 securities account in September 2, 2014 to start buying the Tibet stock, as of November 5, 2014, total holdings of 14614838 shares, the shareholding ratio of 5.54% of the total share capital for the development of Tibet, to continue trading the stock. As of March 25, 2015, Xu Yidan, Wu Zheqing, Tibet, Shenzhen, Germany, the proportion of the German equity holdings reached 5% of the total share capital of the development of the in, but did not press相关的主题文章: